John Patrick Dwyer

Employer firm

Sunpointe Investments CRD 282505

$791M regulatory AUM 7 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Sunpointe Investments

8301 Maryland Avenue Suite 300, St. Louis, MO 63105 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2017-04-11

MO RA
APPROVED

Since 2017-04-11

Branch Locations

165 North Meramec Ave, Clayton, MO 63105 • United States

8301 Maryland Avenue Suite 300, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mercer	St. Louis	MO	06/2006	04/2017
Mmc Securities Corp.	St. Louis	MO	04/2014	04/2017
Sunpointe, Llc	Clayton	MO	04/2017	Present

06/2006 → 04/2017

Mercer

St. Louis, MO
04/2014 → 04/2017

Mmc Securities Corp.

St. Louis, MO
04/2017 → Present

Sunpointe, Llc

Clayton, MO

Previous Registrations

2007-03-28 → 2011-03-30

Hammond Associates, D/B/A Mercer Investment Consulting

St. Louis, MO

Other Businesses

CFA SOCIETY OF ST. LOUIS, TITLE:VICE PRESIDENT/PRESIDENT, START DATE: 06/01/2013, ADDRESS: 330 WENNEKER DR., ST. LOUIS, MO 63124, FORM OF COMPENSATION: NONE, APPROXIMATE TIME SPENT ON ACTIVITY: 150 HRS/YEAR, APPROXIMATE TIME SPENT ON SECURITIES TRADING: 24 HOURS/YEAR, INVESTMENT RELATED ACTIVITY; DO NOT RAISE CAPITAL.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2014-07-24
S65	Uniform Investment Adviser Law Examination	2006-08-10

S63 Uniform Securities Agent State Law Examination

2014-07-24
S65 Uniform Investment Adviser Law Examination

2006-08-10

Designations

Chartered Financial Analyst

Other Names

Jack Patrick Dwyer

View on SEC IAPD