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8301 Maryland Avenue Suite 300, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2017-04-11 |
Branch Locations
165 North Meramec Ave, Clayton, MO 63105 • United States
8301 Maryland Avenue Suite 300, St. Louis, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mercer | St. Louis | MO | 06/2006 | 04/2017 |
| Mmc Securities Corp. | St. Louis | MO | 04/2014 | 04/2017 |
| Sunpointe, Llc | Clayton | MO | 04/2017 | Present |
CFA SOCIETY OF ST. LOUIS, TITLE:VICE PRESIDENT/PRESIDENT, START DATE: 06/01/2013, ADDRESS: 330 WENNEKER DR., ST. LOUIS, MO 63124, FORM OF COMPENSATION: NONE, APPROXIMATE TIME SPENT ON ACTIVITY: 150 HRS/YEAR, APPROXIMATE TIME SPENT ON SECURITIES TRADING: 24 HOURS/YEAR, INVESTMENT RELATED ACTIVITY; DO NOT RAISE CAPITAL.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-07-24 |
| S65 | Uniform Investment Adviser Law Examination | 2006-08-10 |
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