Robert Dean Bresman

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2007-10-19

CA RA
APPROVED

Since 2007-10-19

Branch Locations

4364 Town Center Blvd Ste 220, El Dorado Hills, CA 95762 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Folsom	CA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Folsom	CA	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Folsom, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Folsom, CA

Previous Registrations

2000-09-22 → 2003-07-01

Prudential Equity Group, Llc

Palm Beach, FL

Other Businesses

AMAZON; NOT INVESTMENT RELATED; CALIFORNIA; START DATE 05/01/2021; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; TAKING ONLINE SURVEYS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-05-28
S63	Uniform Securities Agent State Law Examination	1989-06-05

S65 Uniform Investment Adviser Law Examination

1997-05-28
S63 Uniform Securities Agent State Law Examination

1989-06-05

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews