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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 1998-04-12 |
| TX | RA | APPROVED_RES | 1991-08-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oak Brook | IL | 06/1987 | Present |
| Bank Of America, Na | Oak Brook | IL | 12/2009 | Present |
I*556252 For profit or not for profit: Entity For Profit Name of outside business organization: jmb 2712 Investment related: Y Address of business: new york, New York, 10023 Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 4/1/2004 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: LP investor, passive lp real estate investments I*556253 For profit or not for profit: Entity For Profit Name of outside business organization: TEMA Partners Investment related: Y Address of business: new york, New York, 10023 Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 7/1/2010 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: lp investor, lp investor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 1989-10-04 |
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