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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-05-13 |
| MN | RA | APPROVED | 2013-11-18 |
| TX | RA | APPROVED_RES | 2009-07-20 |
Branch Locations
681 East Lake Street Suite 354, Wayzata, MN 55391 • United States
Punta Gorda, FL • United States
Plymouth, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Wayzata | MN | 02/2009 | Present |
1) Appian Sol LLC / 1401 Appian Dr. Punta Gorda,FL 33950 / Sole proprietorship/ Real Estate / Rental housing / Sole proprietorship / / managing rental housing / Start Date 8/13/15 2) NAME OF OTHER BUSINESS:Bad Medicine Brewing LLC / INVESTMENT RELATED?: Yes / ADDRESS: 8360 10th Ave N Minneapolis Minnesota 55427 US / NATURE OF THE BUSINESS: Brewery/ POSITION:Proprietor / owner/ DUTIES:setting up the brewery/ START DATE:12/18/2020/ Town home purchase for rental use, These are two townhomes that I own and rent out, They have already been approved, For estate planning purposes we created an llc to own the properties, I am and continue to be the sole owner of the llc.The name of the llc is Cave Canem, Proprietor / owner, Maintain and rent, start date-1/1/2010, Hennepin/MinneapolisMNUnited States-55411.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-05 |
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