Inactive

Charles Richard Peterson

The Goff Financial Group

Claim This Profile

Current Employers

The Goff Financial Group

11 Greenway Plaza Suite 1425, Houston, TX 77046 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-22

TX RA
APPROVED

Since 2026-01-22

Branch Locations

11 Greenway Plaza Suite 1425, Houston, TX 77046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Goff Financial Group	Houston	TX	04/2017	Present
Rl Land Services, Inc.	Spring	TX	01/2012	04/2017

04/2017 → Present

The Goff Financial Group

Houston, TX
01/2012 → 04/2017

Rl Land Services, Inc.

Spring, TX

Previous Registrations

2017-05-12 → 2025-12-31

The Goff Financial Group

Houston, TX
2008-11-18 → 2010-09-08

Chase Investment Services Corp.

Midland, TX

Midland, TX
2006-06-20 → 2008-04-03

Citigroup Global Markets Inc.

Midland, TX
2004-10-22 → 2006-06-06

Northern Trust Securities, Inc.

Chicago, IL

Chicago, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-05-12
S63	Uniform Securities Agent State Law Examination	1991-03-04

S65 Uniform Investment Adviser Law Examination

2017-05-12
S63 Uniform Securities Agent State Law Examination

1991-03-04

Other Names

C Richard Peterson
Rich Peterson
Charles Richard Peterson
Rick Peterson

View on SEC IAPD

Other Firms

BRIDGE CAPITAL ADVISORS

TSA WEALTH MANAGEMENT

TRI-STAR ADVISORS, INC.

HORNOR, TOWNSEND & KENT, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

LPL FINANCIAL LLC

MARINER INDEPENDENT

Other Investors

John Charles Robinson

CRYSTAL ALLISON MCKEON

AUSTIN GENTRY MARRS

JONATHAN HARRISON SWANBURG

WILLIAM THOMAS PAYNE

JON CARTER VAUGHAN

GREGORY JAMES KALLUS

Philip Chukwuezugo Onochie

Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX

TSA WEALTH MANAGEMENT · HOUSTON, TX

PEREA CAPITAL · HOUSTON, TX

TRI-STAR ADVISORS, INC. · HOUSTON, TX

HORNOR, TOWNSEND & KENT, LLC · Houston, TX

AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX

LPL FINANCIAL LLC · HOUSTON, TX

MARINER INDEPENDENT · Houston, TX

More in Houston, TX

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor