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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-28
NY RA APPROVED 2021-08-17
  • TX RA
    APPROVED_RES
    Since 2025-05-28
  • NY RA
    APPROVED
    Since 2021-08-17

Branch Locations

Citi Wealth Management, Sales 153 E. 53Rd Aka 601 Lexington Avenue, 25Th Fl, New York, NY 10022 • United States

Garden City, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc New York NY 01/2013 Present
Previous Registrations
Other Businesses

Rental Property - Vero Beach, FL; Investment-related; Affiliation started 01/01/2016; Title: Owner; Duties: A rental agent collects rent and pays the bills; No time is devoted to the rental each month during or outside of security trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-30
S63 Uniform Securities Agent State Law Examination 1989-12-13
  • S65 Uniform Investment Adviser Law Examination
    2004-03-30
  • S63 Uniform Securities Agent State Law Examination
    1989-12-13

View on SEC IAPD

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