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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-06-09 |
Branch Locations
1759 Central Ave, Yonkers, NY 10710 • United States
780 Palisade Ave, Yonkers, NY 10703 • United States
1 Manor House Square, Yonkers, NY 10701 • United States
2320 Central Park Ave, Yonkers, NY 10314 • United States
2320 Central Park Avenue, Yonkers, NY 10710 • United States
3681-83 East Tremont Ave, Bronx, NY 10465 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Securities | Nyack | NY | 08/2016 | 02/2018 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 03/2018 | 12/2019 |
| Cuna Mutual Group | Waverly | IA | 03/2018 | 12/2019 |
| Cetera Investment Advisers Llc | Pearl River | NY | 01/2020 | 07/2022 |
| Cetera Investment Services Llc | St. Cloud | MN | 01/2020 | 07/2022 |
| Key Investment Services Llc | Brooklyn | OH | 08/2022 | 06/2025 |
| Flagstar Bank N.A | Yonkers | NY | 06/2025 | Present |
| Lpl Financial | Yonkers | NY | 06/2025 | Present |
1 : Start Date : 06/09/2025 - Flagstar Wealth Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading - time Spent: 0 2 : Start Date : 07/11/2023 - Metlife Stadium - Events and Entertainment - Not Investment Related - east ruthford NJ 07073 - 25 Hrs/Mth - 0 Hrs During Trading - time Spent: 5
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-19 |
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