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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-10-23 |
| TX | RA | APPROVED | 2009-10-23 |
Branch Locations
28202 Cabot Rd, Laguna Niguel, CA 92677 • United States
Mission Viejo, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Clemente | CA | 10/2009 | Present |
| Bank Of America,N.A. | Laguna Niguel | CA | 06/2011 | Present |
(1)I*9612 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MICHAEL SUSSMAN INVESTMENT RELATED: N ADDRESS OF BUSINESS: RANCHO SANTA MARGARITA, CALIFORNIA 92688 NATURE OF BUSINESS: OTHER,MAGICIAN POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/17/2007 NUMBER OF HOURS DEVOTED: 300 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I PERFORM MAGIC SHOWS I*46641 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SANTA TERESA INVESTMENT RELATED: N ADDRESS OF BUSINESS: RANCHO SANTA MARGARI, CALIFORNIA 92688 NATURE OF BUSINESS: OTHER, COLLECT RENT POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 11/9/2011 NUMBER OF HOURS DEVOTED: 0 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: COLLECT MY RENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-05 |
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