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7780 Brier Creek Parkway Suite 325, Raleigh, NC 27617 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-01-28 |
| NC | RA | APPROVED | 2022-01-20 |
Branch Locations
7780 Brier Creek Parkway Suite 325, Raleigh, NC 27617 • United States
Apex, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance | Wake Forest | NC | 07/2015 | 12/2017 |
| The Prudential Insurance Company Of America | Raleigh | NC | 12/2017 | 02/2020 |
| Pruco Securities Llc | Raleigh | NC | 12/2017 | 02/2020 |
| Liberty Partners Financial Services | Mt. Pleasant | SC | 06/2020 | Present |
| Self Employed | Apex | NC | 06/1995 | Present |
| Modern Capital Advisors, Llc | Mt. Pleasant | SC | 06/2020 | Present |
Colonial Life POSITION: Insurance Agent Investment Related: No Nature: Fixed Insurance No NUMBER OF HOURS: 80 hours SECURITIES TRADING HOURS: 0 START DATE: 04/11/2011 ADDRESS: 178 Mine Lake Rd, #200 Raleigh, NC 27615 DESCRIPTION: Supplement small business group insurance benefits - voluntary employee - paid via payroll deduction. Short Term DI, Accident, Hospital, Critical Illness Ideminty policies, dental and vision care. Yoash Advisory Services, LLC. 8308 Wanstraw Way, Apex, NC 27539. Advisory Services for clients. Started August of 2024. Same hours as the Broker Dealer business. Financial Planning.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-03 |
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