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Current Employers
Modern Capital Advisors, Llc

7780 Brier Creek Parkway Suite 325, Raleigh, NC 27617 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-01-28
NC RA APPROVED 2022-01-20
  • NY RA
    APPROVED
    Since 2025-01-28
  • NC RA
    APPROVED
    Since 2022-01-20

Branch Locations

7780 Brier Creek Parkway Suite 325, Raleigh, NC 27617 • United States

Apex, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Royal Alliance Wake Forest NC 07/2015 12/2017
The Prudential Insurance Company Of America Raleigh NC 12/2017 02/2020
Pruco Securities Llc Raleigh NC 12/2017 02/2020
Liberty Partners Financial Services Mt. Pleasant SC 06/2020 Present
Self Employed Apex NC 06/1995 Present
Modern Capital Advisors, Llc Mt. Pleasant SC 06/2020 Present
  • 07/2015 → 12/2017
    Royal Alliance
    Wake Forest, NC
  • 12/2017 → 02/2020
    The Prudential Insurance Company Of America
    Raleigh, NC
  • 12/2017 → 02/2020
    Raleigh, NC
  • 06/2020 → Present
    Liberty Partners Financial Services
    Mt. Pleasant, SC
  • 06/1995 → Present
    Self Employed
    Apex, NC
  • 06/2020 → Present
    Mt. Pleasant, SC
Previous Registrations
Other Businesses

Colonial Life POSITION: Insurance Agent Investment Related: No Nature: Fixed Insurance No NUMBER OF HOURS: 80 hours SECURITIES TRADING HOURS: 0 START DATE: 04/11/2011 ADDRESS: 178 Mine Lake Rd, #200 Raleigh, NC 27615 DESCRIPTION: Supplement small business group insurance benefits - voluntary employee - paid via payroll deduction. Short Term DI, Accident, Hospital, Critical Illness Ideminty policies, dental and vision care. Yoash Advisory Services, LLC. 8308 Wanstraw Way, Apex, NC 27539. Advisory Services for clients. Started August of 2024. Same hours as the Broker Dealer business. Financial Planning.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-25
S63 Uniform Securities Agent State Law Examination 1995-11-03
  • S65 Uniform Investment Adviser Law Examination
    2014-06-25
  • S63 Uniform Securities Agent State Law Examination
    1995-11-03
Other Names
  • John Walter Yoash
  • John W Yoash

View on SEC IAPD

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