Steven Joseph Case

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1995 → Present
  Michigan Retirement Advisors
  Bloomfield Hills, MI
• 03/1995 → Present
  Successful Money Management
  Bloomfield Hills , MI
• 01/2004 → 03/2017
  National Planning Corporation
  Bloomfield Hills, MI
• 03/2017 → 05/2019
  Fsc Securities Corp
  Atlanta, GA
• 05/2019 → Present
  Lpl Financial, Llc
  Bloomfield Hills, MI

Previous Registrations

• 2017-03-02 → 2019-05-13
  Fsc Securities Corporation
  Bloomfield Hills, MI
  Atlanta, GA
  Bloomfield Hills, MI
  Bloomfield Hills, MI
• 2009-09-08 → 2017-03-02
  National Planning Corporation
  Bloomfield Hills, MI
  Bloomfield Hills, MI
  Farmington Hills, MI
  Bloomfield Hills, MI

Other Businesses

1. 01/01/2017 - MICHIGAN RETIREMENT ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ BLOOMFIELD HILLS, MI 2. 01/01/2017 - MICHIGAN 401K ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ BLOOMFIELD HILLS, MI 3. 05/09/2019 - MICHIGAN RETIREMENT ADVISORS/ INSURANCE AGENCY/ INVESTMENT RELATED/ 5%/ BLOOMFIELD HILLS, MI 4. 5/11/2021 - Digital Marketing Company - Not Investment Related - Other-Business Owner - Start Date: 1/1/2021 - 10 Hours Per Month/0 Hours During Securities Trading - Markets services and products through social media and other digital avenues. 5. 01/28/2022 - ReallyMake - Not Investment Related - At Reported Business Location(s) - Other-Digital asset: App - Owner/President - Start Date: 07/08/2013 - 40 Hours Per Month/4 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-11-04
• S63 Uniform Securities Agent State Law Examination
  1989-07-27

Designations

• Certified Financial Planner

Other Names

• Steven Joseph Case
• Steve Case