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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2019-11-13
  • LA RA
    APPROVED
    Since 2019-11-13

Branch Locations

2304 19Th St Ste 202, Gulfport, MS 39501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Ins. Milwaukee WI 04/1987 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 08/1991 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 04/1987 → Present
    Northwestern Mutual Life Ins.
    Milwaukee, WI
  • 08/1991 → Present
    Milwaukee, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 25% OWNER, DARPHIN FAMILY FARM LLC, KENNEDY ST, IOTA, , LOUISIANA, 70543, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 1/1/2001, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, DARPHIN FAMILY FARM, LLC ESTABLISHED AFTER THE DEATH OF MY FATHER. PURPOSE WAS ESTATE \ LONG TERM CARE PLANNING FOR HIS WIFE, MY MOTHER. HOUSE, 15 ACRES OF LAND AND ABOUT $75,000 IN CHECKING ,SAVINGS AND CERTIFICATE OF DEPOSITS WITH LOCAL BANK WERE TRANSFERRED TO THE LLC. NO NEW ACCOUNTS OPENED . THE INCOME FROM THE LLC IS INTEREST INCOME AND OCCASIOALL MINERAL RIGHTS CHECK. THE MINERAL RIGHTS CHECK RANGES FROM $1000 - $4000. ANY DISTRIBUTIONS ARE PAID TO MY MOTHER TO MAINTAIN HER LIFESTYLE.THE CURRENT ESTIMATED BALANCE IN ALL CASH ACCOUNTS IS LESS THAN $50,000. HOUSE IS INSURED FOR $50,000E WE VALUE THE HOUSE FOR $50,000. NO PRODUCTS OR SERVICES OFFERED TO ANYONE BY THIS BUSINESS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-06-20
  • S63 Uniform Securities Agent State Law Examination
    1997-06-20
Other Names
  • Earl Darphin

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