Christopher John Roering

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Worcester, MA
• 11/2016 → 09/2025
  Wells Fargo Clearing Services, Llc
  Worcester, MA
• 09/2025 → Present
  Wells Fargo Advisors Financial Network, Llc
  Worcester, MA

Previous Registrations

• 2009-12-11 → 2025-09-19
  Wells Fargo Clearing Services, Llc
  Waltham, MA
  Worcester, MA
  Westminster, MA

Other Businesses

IKON PRIVATE WEALTH, LLC; INV RELATED; WORCESTER, MA; 50% OWNERSHIP; 09/2025; 15 HOURS PER MONTH; 0 DURING TRADING; FINET PRACTICE | NORTHSTAR FINANCIAL INC; INV RELATED; WESTMINSTER, MA; FINET PRACTISE ;100% OWNERSHIP; START DATE: 08/06/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-08-19
• S63 Uniform Securities Agent State Law Examination
  1989-06-27