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Michelle Lauren Rappa

Neuberger Berman Bd LLC

New York, NY

Chappaqua, NY

CRD 1933330

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-26
NJ RA APPROVED 2014-11-21
  • NY RA
    APPROVED
    Since 2021-03-26
  • NJ RA
    APPROVED
    Since 2014-11-21

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Chappaqua, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Llc New York NY 08/2014 Present
  • 08/2014 → Present
    Neuberger Berman Llc
    New York, NY
Other Businesses

Defined Contribution Alternatives Association (DCALTA)Start Date 9/7/2016.Non-profit industry association.DCALTA is a IRC 501(c) non-profit assoiciation that exists to advance the utilization of alternative investments within a Defined Contribution framework. Through focused research, education, and advocacy efforts we seek to better secure and enhance participant outcomes through the inclusion of Hedge Funds, Private Equity, and other alternative investments in the defined contribution model. Board Member.Help guide DCALTA's strategic direction and ensure consistency with the delivery of content and information to the defined contribution community. Also: appointed to the Executive Committee of DCIIA (Defined Contribution Institutional Investment Association). Start Date 1/22/2020. DCIIA is a non-profit association dedicated to enhancing retirement security of America's workers. It has a diverse group of members that include, investment managers, consultants, recordkeepers, law firms, and insurance companies that work on thought leadership to help retirement plan sponsors make better decisions for their participants. There are 160 plus member firms with around 30 people who participate in the board. Firms include Blackrock, Capital Group, Wellington, State Street, Empower, Transamerica, Fidelity, Mercer, Callan, PIMCO, and many others. I will be the co-vice chair of the Investment Policy & Design committee, chaired by someone from Aon, along with someone from PIMCO. I will also be the chair of an ESG sub- committee to that committee. All of the DCIIA activities and thought leadership initiatives are strictly product agnostic.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-20
S63 Uniform Securities Agent State Law Examination 1989-06-06
  • S65 Uniform Investment Adviser Law Examination
    2014-11-20
  • S63 Uniform Securities Agent State Law Examination
    1989-06-06
Other Names
  • Michelle Lauren Mccann
  • Michelle Mccann Rappa

View on SEC IAPD

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