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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-14 |
| WI | RA | APPROVED | 2024-11-14 |
Branch Locations
10000 W Innovation Drive Suite 190, Wauwatosa, WI 53226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Wauwatosa | WI | 02/1989 | 11/2024 |
| Lpl Enterprise, Llc | Wauwatosa | WI | 11/2024 | Present |
1) 02/17/2026-Brian M Sandblom-Act in a Fiduciary Capacity-Not Inv related-At New Berlin, WI-Start date 02/10/2026-8hrs/mth-2hrs/mth during trading 2) 12/15/2025-LIBERTY MUTUAL PROPERTY AND CASUALTY INSURANCE-AGENT-Property and Casualty-Inv related-At Milwaukee, WI-Start date 01/01/2002-10hrs/mth-10hrs/mth during trading 3)12/15/2025-PRUDENTIAL INSURANCE COMPANY-AGENT-Non-Variable Insurance-Inv related-At Milwaukee, WI-Start date 04/22/1989-80hrs/mth-4hrs/mth during trading 4)12/15/2025-The Lincoln National Life Insurance Company-AGENT-Non-Variable Insurance-Inv related-At Milwaukee, WI-Start date 11/14/2023-20hrs/mth-20hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-19 |
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