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Michael Carl Maciolek

Mainline West Fund Manager LLC

Denver, CO

CRD 1931206

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Employer firm

Mainline West Fund Manager LLC CRD 147532

$1.77B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

Current Employers
Mainline West Fund Manager Llc

2237 W. 30Th Avenue, Denver, CO 80211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-17
CA RA APPROVED 2025-01-01
CO RA APPROVED 2025-01-01
FL RA APPROVED 2025-01-01
PA RA APPROVED 2018-02-27
  • TX RA
    APPROVED
    Since 2025-04-17
  • CA RA
    APPROVED
    Since 2025-01-01
  • CO RA
    APPROVED
    Since 2025-01-01
  • FL RA
    APPROVED
    Since 2025-01-01
  • PA RA
    APPROVED
    Since 2018-02-27

Branch Locations

2237 W. 30Th Avenue, Denver, CO 80211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mainline West Llc Denver CO 03/2008 Present
Mainline West Fund Manager Denver CO 03/2008 Present
  • 03/2008 → Present
    Mainline West Llc
    Denver, CO
  • 03/2008 → Present
    Mainline West Fund Manager
    Denver, CO
Other Businesses

MainLine West, LLC - 2237 W. 30th Avenue, Denver, CO 80211. Senior Vice President. Investing and Management. Approximately 36 hours per week, during business hours. MainLine West Fund Manager, LLC is a wholly owned subsidiary of MainLine West, LLC, so the work performed for MainLine West includes responsibilities for MainLine West Fund Manager, LLC. MainLine West Fund Manager, LLC manages tax-advantaged proprietary funds under the names MainLine West Tax-Advantaged Opportunity Funds and MainLine West Private Client Trusts, all of which are disclosed on Form ADV for MainLine West Fund Manager, LLC. This RR is an employee of the broker-dealer, but salary expenses are shared between MainLine West, LLC and MainLine West Municipal Securities, LLC pursuant to an established expense-sharing agreement between the entities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-06-28
  • S63 Uniform Securities Agent State Law Examination
    2012-06-28
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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