Michael James Castillo

Employer firm

Key Investment Services LLC CRD 136300

$8.88B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 10/2016
  Fidelity Investments
  Tigard, OR
• 10/2016 → 06/2022
  U.S. Bancorp Investments, Inc.
  Lakewood, CO
• 06/2022 → Present
  Key Investment Services
  Denver, CO

Previous Registrations

• 2016-10-04 → 2022-06-28
  U.S. Bancorp Investments, Inc.
  Lakewood, CO
  Albuquerque, NM
  Hopkins, MN
• 2010-07-13 → 2016-10-13
  Strategic Advisers Llc
  Tigard, OR
  Denver, CO
  Lakewood, CO
• 2007-12-17 → 2009-12-31
  Northern Trust Securities, Inc.
  Dallas, TX
  Dallas, TX
• 2005-05-31 → 2007-12-07
  Banc Of America Investment Services, Inc.
  Dallas, TX
  Dallas, TX
• 1997-07-08 → 2005-07-11
  Strategic Advisers Llc
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2005-05-24
• S63 Uniform Securities Agent State Law Examination
  1992-06-04

Other Names

• Michael Castillo