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Kathy J Hamm

Commonwealth Financial Network

Glastonbury, CT

Covington, KY

Gloucester, MA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-23
CT RA APPROVED 2026-02-27
MA RA APPROVED 2022-12-21
KY RA APPROVED 2005-11-21
  • TX RA
    APPROVED
    Since 2026-03-23
  • CT RA
    APPROVED
    Since 2026-02-27
  • MA RA
    APPROVED
    Since 2022-12-21
  • KY RA
    APPROVED
    Since 2005-11-21

Branch Locations

180 Glastonbury Boulevard Suite 200, Glastonbury, CT 06033 • United States

100 East Rivercenter Blvd Suite 810, Covington, KY 41011 • United States

Gloucester, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principled Wealth Advisors Covington KY 11/2004 04/2025
Commonwealth Financial Network Waltham MA 11/2005 Present
Omnica Wealth Covington KY 04/2025 Present
  • 11/2004 → 04/2025
    Principled Wealth Advisors
    Covington, KY
  • 11/2005 → Present
    Commonwealth Financial Network
    Waltham, MA
  • 04/2025 → Present
    Omnica Wealth
    Covington, KY
Previous Registrations
Other Businesses

Fixed insurance sales, as of 09/16/2005, Conducted at branch location; Investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-04-05
  • S63 Uniform Securities Agent State Law Examination
    1989-04-05
Designations

View on SEC IAPD

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CORNERSTONE PLANNING GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

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CHRISTOPHER JOHN MARTIN
SARAH J BRUNO

Other Offices

USI ADVISORS · GLASTONBURY, CT
USI SECURITIES, INC. · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Glastonbury, CT
CETERA INVESTMENT ADVISERS LLC · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT
JANNEY MONTGOMERY SCOTT LLC · Glastonbury, CT
INTEGRATED WEALTH CONCEPTS LLC · GLASTONBURY, CT
CORNERSTONE PLANNING GROUP · Glastonbury, CT

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