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William Logan Hardie

LPl Financial LLC

Baton Rouge, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-11
LA RA APPROVED 2010-08-31
  • TX RA
    APPROVED_RES
    Since 2022-09-11
  • LA RA
    APPROVED
    Since 2010-08-31

Branch Locations

4220 Bluebonnet Blvd Ste B, Baton Rouge, LA 70809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Baton Rouge LA 08/2010 Present
  • 08/2010 → Present
    Lpl Financial
    Baton Rouge, LA
Other Businesses

1. 08/31/10 - SALE OF FIXED INSURANCE/ 10% OF TIME/ BATON ROUGE, LA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-23
S63 Uniform Securities Agent State Law Examination 1992-05-05
  • S66 Uniform Combined State Law Examination
    2010-04-23
  • S63 Uniform Securities Agent State Law Examination
    1992-05-05

View on SEC IAPD

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BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
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