James Bryan Washburn

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-11-12
NV	RA	APPROVED	2017-03-17
UT	RA	APPROVED	2016-07-19

TX RA
APPROVED

Since 2019-11-12
NV RA
APPROVED

Since 2017-03-17
UT RA
APPROVED

Since 2016-07-19

Branch Locations

123 S River Rd, St George, UT 84790 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mountain American Credit Union	St. George	UT	07/2016	Present
Lpl Financial Llc	St. George	UT	07/2016	Present

07/2016 → Present

Mountain American Credit Union

St. George, UT
07/2016 → Present

Lpl Financial Llc

St. George, UT

Previous Registrations

2016-05-12 → 2016-06-30

Truenorth Wealth

Salt Lake City, UT
2015-12-15 → 2016-05-11

Foresight Wealth Management, Llc

Draper, UT
2004-08-09 → 2015-10-02

Hornor, Townsend & Kent, Llc

Holladay, UT

Salt Lake City, UT
2003-06-11 → 2004-08-13

New England Securities

South Jordan, UT
2000-03-01 → 2003-06-04

Principal Securities, Inc.

Midvale, UT

Other Businesses

1. 7/19/2016 - Mountain American Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 7/15/2016 - Time Spent 10% - Sell life insurance, fixed annuities, life insurance, disability and medicare plans. 2. 7/19/2016 - Cambridge Insurance Services - Investment Related - 6440 South Wasatch Blvd, Suite 150, Salt Lake City, UT 84121 - Business Entity For Tax/Investment Purposes Only - Started 9/1/2015 - Proceeds from my purchase of the business paid out to me over 48 months. 3. 11/19/2019 - Mountain America Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/18/2019 - 40 Hours Per Month/40 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-20
S63	Uniform Securities Agent State Law Examination	1989-04-28

S65 Uniform Investment Adviser Law Examination

1999-12-20
S63 Uniform Securities Agent State Law Examination

1989-04-28

Designations

Certified Financial Planner

Other Names

J Bryan Washburn
James Bryan Washburn
Bryan James Washburn

View on SEC IAPD