Best Investors
Account
Sign in
Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-01-04 |
| WA | RA | APPROVED | 2016-01-04 |
Branch Locations
3760 Carillon Point, Kirkland, WA 98033-7455 • United States
Longbranch, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Seattle | WA | 01/2016 | Present |
| City National Bank | Seattle | WA | 09/2017 | Present |
(1) 1.FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: TERRI M SPENCER IRREVOCABLE TRUST DTD 12/10/1998 3.INVESTMENT RELATED: Y 4.ADDRESS OF BUSINESS: 5300 MOUNT AIX WAY, YAKIMA, WASHINGTON 98901 5.COMPENSATION FOR ACTIVITY: N 6.POSITION, TITLE, ASSOCIATION: TRUSTEE, 7.START DATE OF RELATIONSHIP: 10/29/2012 8.NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY 9.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 10.DUTIES: IRREVOCABLE LIFE INSURANCE TRUST AND I HAVE BEEN APPOINTED THE TRUSTEE. (2) NAME OF ENTITY: Si View Home Owners Association ADDRESS: PO Box 2193 North Bend, WA 98045 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Home Owners Association CAPACITY: Officer START DATE: 11/1/2021 DUTIES: Run monthly meetings and handle legal business/dealings with association attorney HOURS DEVOTED PER MONTH: 2-3 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1989-03-06 |
Reach out to this advisor