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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2018-11-13 |
| NJ | RA | APPROVED | 2013-09-06 |
| TX | RA | APPROVED_RES | 2013-02-11 |
Branch Locations
109 North Avenue, Westfield, NJ 07090 • United States
Paoli, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Westfield | NJ | 11/2013 | Present |
KATHERINE GIBBS/50W 40ST NY NY 10018/ SINCE OUR PROGRAMS ARE QUARTERLY WE MEET ONCE A QUARTER, AT THE MEMBERB /START DATE 3/12/2007 / 1 HR. PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 1989-05-09 |
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