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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2013-09-19
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

4901 13Th Avenue, Brooklyn, NY 11219 • United States

1230 Avenue Of The Americas Flr 3, New York, NY 10020 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
D-Bari Corp Oceanside NY 12/1991 Present
J.P. Morgan Securities Llc Brooklyn NY 10/2012 Present
Drrt Associates Llc Merrick NY 02/2016 Present
57 Highpoint 201 Llc Naples FL 01/2023 Present
Jpmorgan Chase Bank, N.A. Brooklyn NY 10/2012 Present
  • 12/1991 → Present
    D-Bari Corp
    Oceanside, NY
  • 10/2012 → Present
    Brooklyn, NY
  • 02/2016 → Present
    Drrt Associates Llc
    Merrick, NY
  • 01/2023 → Present
    57 Highpoint 201 Llc
    Naples, FL
  • 10/2012 → Present
    Jpmorgan Chase Bank, N.A.
    Brooklyn, NY
Previous Registrations
  • 1997-10-16 → 2012-10-01
    Chase Investment Services Corp.
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
Other Businesses

Entity Name: 57 Highpoint 201 LLC Investment related: No Address: 57 Highpoint Circle West, Naples FL 34103 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 01/15/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Purchasing a condo to rent it out. Entity Name: Steve Roitman and Yekaterina Shkolnik Investment related: N Address: Naples, FL 34103 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 12/17/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Purchasing a Vacation Home and will be renting it out through AIRBNB , VRBO, Travelocity and local real estates in the area. Entity Name: DRRT ASSOCIATES LLC Investment related: No Address: Merrick NY 11566 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 02/01/2016 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Purchasing and maintaining property collecting rent ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: RUBIZONE POSITION: ONLINE SELLER START DATE: 10/15/2018 ADDRESS: 14 Merrick, NY DETAILS: SELLING VARIOUS ITEMS ON AMAZON.COM, EBAY.COM, SHOPIFY. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 11/15/2017 ADDRESS: 1047 TRENTON, NJ. DETAILS: Private house purchase for the purpose of renting it out. HOURS DEDICATED (per month unless otherwise indicated): 1 HOUR HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-03
S63 Uniform Securities Agent State Law Examination 1989-04-04
  • S65 Uniform Investment Adviser Law Examination
    1997-10-03
  • S63 Uniform Securities Agent State Law Examination
    1989-04-04
Other Names
  • Steve Felics Roitman
  • Felix Roitman
  • Steve Feliks Roitman

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