David Houghton Wood

Current Employers

Employment History

• 10/1998 → Present
  Gateway Financial Group
  Glastonbury, CT
• 07/2001 → Present
  Young Entrepenuers
  Glastonbury, CT
• 02/2003 → 11/2017
  National Planning Corporation
  Glastonbury, CT
• 11/2017 → Present
  Lpl Financial Llc
  Glastonbury, CT
• 03/2022 → 10/2022
  Advisors' Pride Inc.
  Appleton, WI
• 10/2022 → Present
  Gateway Wealth Partners, Llc
  Appleton, WI

Previous Registrations

• 2022-03-11 → 2022-10-25
  Advisors' Pride Inc.
  Appleton, WI
  Glastonbury, CT
• 2003-03-06 → 2017-12-01
  National Planning Corporation
  Glastonbury, CT
  Westbrook, CT
  South Windsor, CT
  Malborough, CT
  East Providence, RI
  Castro Valley, CA
  Los Angeles, CA
• 1999-02-01 → 2003-02-10
  Voya Financial Advisors, Inc.
  Glastonbury, CT

Other Businesses

1. 10/10/2017 - WOMEN'S INDEPENDENCE NETWORK (WIN) - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 10/31/2012 - 2 Hours Per Month/2 Hours During Securities Trading 2. 10/10/2017 - GATEWAY FINANCIAL PARTNERS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 10/31/2012 - 40 Hours During Securities Trading 3. 11/12/2018 - Bluefish Advisor Marketing LLC - Investment Related - At Reported Business Location(s) - Other-Advertising & Marketing Services - Owner - Start Date: 09/01/2018 - 5 Hours Per Month/5 Hours During Securities Trading - Advertising service. 4. 09/20/2019 - Bench of Life - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 04/01/2017 - 0 Hours Per Month/0 Hours During Securities Trading 5. 6/12/2020 - Awesome Crate LLC - Not Investment Related - Home Based - Outside/W-2 Employment - Started 05/11/2020 - 10 Hours Per Month/0 Hours During Securities Trading - Involved in marketing. 6. 02/28/2022 - Gateway Financial Partners LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 12/31/2021 - 20 Hours Per Month/20 Hours During Securities Trading 7. 03/04/2022 - Gateway Partner Holdings - Not Investment Related - 100 W Lawrence Street, Appleton, WI 54911 - Business Entity For Tax/Investment Purposes Only - Start Date - 12/31/2021 - 20 Hours Per Month/20 Hours During Securities Trading 8. 3/30/2023 - Gateway Growth Partners, LLC - Not Investment Related - 100 W Lawrence Street, Appleton, WI 54911 - Business Entity For Tax/Investment Purposes Only - Start Date - 12/15/2022 - 1 Hours Per Month/1 Hours During Securities Trading 9. 9/8/2023: Gateway Wealth Partners; At reported business locations; Registered Investment Advisor Hybrid; Inv. related; start date 10/6/2022; 160 hrs/mo.; 100 hrs during trading; I provide investment advisory services through Gateway Wealth Partners, LLC, an independent investment advisor firm. I started this business activity in 10/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 10) 01/24/2025 - Gateway Financial Partners, LLC - Investment Related - Real Estate Rental - At Reported Business Location(s) - Start Date:02/01/2025 - 1 Hrs/Mth - 0 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-07-19
• S63 Uniform Securities Agent State Law Examination
  1989-03-24