Inactive

Peter Anthony Schopen

P.A. Schopen & Associates, LLC

Claim This Profile

Current Employers

P.A. Schopen & Associates, Llc

14143 Denver West Blvd. Suite 100, Golden, CO 80401 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-01-07
CO	RA	APPROVED	2018-06-28

TX RA
APPROVED_RES

Since 2025-01-07
CO RA
APPROVED

Since 2018-06-28

Branch Locations

14143 Denver West Blvd. Suite 100, Golden, CO 80401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Services, Inc.	Golden	CO	10/2000	06/2017
Raymond James Financial Services Advisors, Inc	Golden	CO	01/2009	06/2017
P.A. Schopen & Associates Llc	Golden	CO	10/2002	Present
Evergreen Investing, Llc	Golden	CO	06/2017	06/2018
P. A. Schopen & Associates, Llc	Golden	CO	07/2018	Present

10/2000 → 06/2017

Raymond James Financial Services, Inc.

Golden, CO
01/2009 → 06/2017

Raymond James Financial Services Advisors, Inc

Golden, CO
10/2002 → Present

P.A. Schopen & Associates Llc

Golden, CO
06/2017 → 06/2018

Evergreen Investing, Llc

Golden, CO
07/2018 → Present

P. A. Schopen & Associates, Llc

Golden, CO

Previous Registrations

2017-06-14 → 2018-06-27

Evergreen Investing, Llc

Golden, CO
2009-01-02 → 2017-07-06

Raymond James Financial Services Advisors, Inc

Golden, CO
2001-03-06 → 2009-01-02

Raymond James Financial Services, Inc.

Golden, CO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-02-06
S63	Uniform Securities Agent State Law Examination	1999-11-08

S65 Uniform Investment Adviser Law Examination

2001-02-06
S63 Uniform Securities Agent State Law Examination

1999-11-08

Other Names

Pete Schopen

View on SEC IAPD

Other Firms

WESTERN WEALTH MANAGEMENT LLC

ASPEN LEAF WEALTH MANAGEMENT, PBC

LPL FINANCIAL LLC

SNOWDEN CAPITAL ADVISORS LLC

CETERA INVESTMENT ADVISERS LLC

INTEGRATED WEALTH CONCEPTS LLC

CREATIVEONE WEALTH, LLC

Other Investors

MICHAEL ANTHONY COLEMAN

Christine M Callaway

MATTHEW A CICHOCKI

Charles Edwin Hellums

Brooke Lee Martinez

Diana Lynne Bobka

ADAM WATSON HALL

Other Offices

WESTERN WEALTH MANAGEMENT LLC · GOLDEN, CO

ASPEN LEAF WEALTH MANAGEMENT, PBC · GOLDEN, CO

LPL FINANCIAL LLC · GOLDEN, CO

WESTERN WEALTH MANAGEMENT LLC · GOLDEN, CO

SNOWDEN CAPITAL ADVISORS LLC · Golden, CO

CETERA INVESTMENT ADVISERS LLC · GOLDEN, CO

WESTERN WEALTH MANAGEMENT LLC · GOLDEN, CO

INTEGRATED WEALTH CONCEPTS LLC · GOLDEN, CO

More in Golden, CO

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor