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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-07-29 |
| TX | RA | APPROVED | 2026-07-29 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
343 East Six Forks Road Suite 100,, Raleigh, NC 27609 • United States
343 East Six Forks Rd Ste 100, Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Raleigh | NC | 05/2009 | 11/2023 |
| Osaic Wealth, Inc. | Raleigh | NC | 11/2023 | 07/2026 |
| Lpl Financial Llc | Raleigh | NC | 07/2026 | Present |
1. 07/2026 - Steward Wealth Strategies - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 7/28/2026 2. 07/2026 - NATIII LLC - Business Entity For Tax/Investment Purposes Only - Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – Raleigh NC 27609 – OBA Start Date: 06/25/2014 3. 07/2026 - NVI - Non-Variable Insurance - Inv Related – 40 Hour(s)/Month – 40 Hour(s) During Trading – Raleigh NC 27609 – OBA Start Date: 05/18/2009
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-23 |
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