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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-22 |
| TX | RA | APPROVED_RES | 2012-02-03 |
Branch Locations
767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States
767 5Th Ave 33Rd Fl [Y2-Rbo], New York, NY 10153 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Great Neck | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Great Neck | NY | 11/2016 | Present |
VOLUNTARY ADMINISTRATOR FOE GRANDMOTHER; INVESTMENT RELATED; QUEENS VILLAGE, NY; START DATE 10/31/2013; 1 HR PER MONTH; 0 HRS DURING TRADING. CITY OF NEW YORK BOARD OF ELECTIONS; NOT INV. RELATED; FOREST HILLS, NY; POLL WORKER; START DATE 10/2019; 16 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: HAND OUT BALLOTS TO VOTERS AND HELP SCAN THEM. BUTTERCOOKY BAKERY; NOT INVESTMENT RELATED; FLORAL PIKE,NY; COUNTER SALES; START DATE 02/20/2021; NUMBER OF HOURS PER MONTH 20; NUMBER OF HOURS DURING TRADING 0; ASSISTING CUSTOMERS WITH THEIR BAKED GOOD ORDERS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-24 |
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