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Seth Jason Dubrow

J.P. Morgan Securities LLC

New York, NY

New York, NY

New York, NY

New York, NY

New York, NY

New York, NY

New York, NY

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-25
NY RA APPROVED 2022-10-03
NJ RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2022-11-25
  • NY RA
    APPROVED
    Since 2022-10-03
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

10 Columbus Circle, New York, NY 10019 • United States

988 8Th Avenue, New York, NY 10019 • United States

1370 Avenue Of The Americas, New York, NY 10019 • United States

839 Ninth Ave., New York, NY 10019 • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

171 W. 57Th Street, New York, NY 10019 • United States

810 7Th Ave, New York, NY 10019 • United States

10 Columbus Circle, New York, NY 10019-1158 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 06/2014 Present
Previous Registrations
  • 2006-07-11 → 2012-10-01
    Chase Investment Services Corp.
    New York, NY
  • 2005-04-26 → 2006-07-17
    Capital One Financial Advisors Llc
    Melville, NY
  • 2004-08-10 → 2005-04-21
    Wamu Investments, Inc.
    New York, NY
  • 2002-11-25 → 2004-08-13
    Quick & Reilly, Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-18
S63 Uniform Securities Agent State Law Examination 1999-07-16
  • S65 Uniform Investment Adviser Law Examination
    2002-09-18
  • S63 Uniform Securities Agent State Law Examination
    1999-07-16
Designations
Other Names
  • Seth Dubrow

View on SEC IAPD

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