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Kimberly Engeln

J.P. Morgan Securities LLC

Columbus, OH

Long Beach, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-01-27
NY RA APPROVED 2021-05-03
TX RA APPROVED 2014-06-06
CA RA APPROVED 2012-10-19
  • OH RA
    APPROVED
    Since 2022-01-27
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED
    Since 2014-06-06
  • CA RA
    APPROVED
    Since 2012-10-19

Branch Locations

1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States

5200 E 2Nd Street, Floor 02, Long Beach, CA 90803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Irvine CA 10/2012 Present
  • 10/2012 → Present
    Jpmorgan Securities Llc
    Irvine, CA
Previous Registrations
  • 2009-02-19 → 2012-10-11
    Barclays Capital Inc.
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-30
S63 Uniform Securities Agent State Law Examination 1995-03-28
  • S65 Uniform Investment Adviser Law Examination
    2000-11-30
  • S63 Uniform Securities Agent State Law Examination
    1995-03-28
Other Names
  • Kimberly D Engeln
  • Kimberly D Englen
  • Kimberly Dawn Engeln

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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