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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2021-10-14 |
| CT | RA | APPROVED | 1989-03-14 |
Branch Locations
900 Main St S Ste 100, Southbury, CT 06488 • United States
Seabrook, NH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Southbury | CT | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Southbury | CT | 03/2020 | Present |
Real Estate Ownership; Single Family; 88 Powaget AveCharlestown RI, ,; ; / Single Family; 35 Juniper Meadow Rd. Washington CT 06794, ,; Not Investment-Related; 12/01/2014. Board of Directors; Spring Lake Productions, Inc; Board Member; 28 Bank StNew Milford, CT 06776, ,; ; 04/01/2014; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-09-25 |
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