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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2013-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Garden City | NY | 07/1986 | Present |
I*82899 For profit or not for profit: For-Profit Organization Name of outside business organization: Ward Phorography Investment related: N Address of business: bethpage, New York 11714 Nature of business: Family Business, Position, title, association: Other, Assistance to the Sullivan Group Start date of relationship: 7/8/2015 Number of hours devoted: 100 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: my wife Darlene Ward own ands runs a photograpy business. I sometimes assist her when she works.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-01-16 |
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