Best Investors Account Sign in
Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2000-01-12
  • IA RA
    APPROVED
    Since 2000-01-12

Branch Locations

6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Mutual Life Ins. Co. Des Moines IA 07/1988 04/2017
Princor Financial Services Corporation Des Moines IA 01/1989 04/2017
Principal Life Insurance West Des Moines IA 04/2017 Present
Principal Securities Inc West Des Moines IA 04/2017 Present
  • 07/1988 → 04/2017
    Principal Mutual Life Ins. Co.
    Des Moines, IA
  • 01/1989 → 04/2017
    Princor Financial Services Corporation
    Des Moines, IA
  • 04/2017 → Present
    Principal Life Insurance
    West Des Moines, IA
  • 04/2017 → Present
    West Des Moines, IA
Other Businesses

IOWA FARMLAND OWNED BY MY WIFE AND ME. POSITION: N/A NATURE: Farm INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 2 START DATE: 12/16/2024 ADDRESS: 2881 Pheasant Ave, Exira Iowa IA 50076, United States DESCRIPTION: This is a purchase of a farm. Owners will be my wife Susan and me. There will be a tenant agreement to row crop the farm approximately 60 acres of the total 130. There will be an annual cash rent received from the tenant.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-02-21
  • S63 Uniform Securities Agent State Law Examination
    1989-02-21

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in West Des Moines, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor