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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-02-05 |
Branch Locations
230 Route 206 Ste 109 Bld 1, Flanders, NJ 07836-9119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Flanders | NJ | 10/2012 | 02/2019 |
| Lpl Financial Llc | Flanders | NJ | 02/2019 | Present |
1)2/1/18- Real Estate Rental- owner of office location- Inv. Related- Flanders, NJ - 100% 2) 2/5/2019 - Smith & Assoc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/19/12 - Time Spent 100%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-12 |
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