Simone M Gladstone

Employer firm

Compass Rose Strategic Partners LLC CRD 165043

$103M regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 06/2024
  Triad Advisors
  Norcross, GA
• 10/2012 → Present
  Compass Rose Strategic Partners Llc
  Waterford, CT
• 06/2024 → Present
  Vanderbilt Financial Group
  Woodbury, NY

Previous Registrations

• 2009-06-01 → 2012-10-29
  Morgan Stanley
  Essex, CT
• 2000-08-01 → 2009-06-01
  Citigroup Global Markets Inc.
  Essex, CT
  Essex, CT

Other Businesses

1) Compass Rose Strategic Patrtners LLC. Investment related. Start date: 10/12/2012. Address: 426 Boston Post Road, Waterford CT, 06385. Title: RIA:Owner/member CFP IAR. Duties: Comprehensive financial planning. Time spent during regular hours: 90% 2) Insurance Business. Not Investment related. Start date: 10/12/2012. Address: 426 Boston Post Road, Waterford CT, 06385. Title: CFP. Duties: Insurance business which includes LTC, term life insurance, VUL life insurance, fixed annuities and various insurance products based on clients needs and goals. Time spent during regular hours: 5%

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-06-24
• S63 Uniform Securities Agent State Law Examination
  1991-12-18

Designations

• Certified Financial Planner

Other Names

• Simone M Boroski
• Simone M Allen