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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-02-22 |
Branch Locations
11 Madison Avenue, New York, NY 10010 • United States
1000 Harbor Blvd 3Rd Floor, Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Weehawken | NJ | 06/2009 | Present |
SIFMA / 120 Broadway NEW YORK,NH 10271 / Association (i.e., Trade or Industry, Sport...)/ Financial (Consumer & Investment Services) / Represents securities industry / Other / Co vice Chair / Leadership to drive agendas / Start Date 5/2/16 / minimal to none
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 1989-02-16 |
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