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Dana Lloyd Barrett

Cetera Investment Advisers LLC

Baton Rouge, LA

Baton Rouge, LA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-10
LA RA APPROVED 2019-06-19
  • TX RA
    APPROVED_RES
    Since 2020-09-10
  • LA RA
    APPROVED
    Since 2019-06-19

Branch Locations

8550 United Plaza Blvd Ste 108, Baton Rouge, LA 70809 • United States

Baton Rouge, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Metairie LA 12/1988 06/2019
Foresters Advisory Services Llc Baton Rouge LA 06/2016 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Baton Rouge LA 06/2019 Present
  • 12/1988 → 06/2019
    Foresters Financial
    Metairie, LA
  • 06/2016 → 06/2019
    Foresters Advisory Services Llc
    Baton Rouge, LA
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Baton Rouge, LA
Previous Registrations
  • 2016-07-11 → 2019-06-24
    Foresters Advisory Services, Llc
    Baton Rouge, LA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-21
S63 Uniform Securities Agent State Law Examination 2002-11-06
  • S65 Uniform Investment Adviser Law Examination
    2016-06-21
  • S63 Uniform Securities Agent State Law Examination
    2002-11-06

View on SEC IAPD

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Other Investors

RYAN MATTHEW MALONE
Andrew K Scholl
DANIELLE T CREPPEL
Thomas S Piland
BRIAN M SARTIN
Michael T Fels
Paul B Langston
TERENCE E GINN

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
MORGAN STANLEY · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · BATON ROUGE, LA

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