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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-26
TX RA APPROVED 2018-08-08
NJ RA APPROVED 2015-12-03
  • NY RA
    APPROVED
    Since 2021-05-26
  • TX RA
    APPROVED
    Since 2018-08-08
  • NJ RA
    APPROVED
    Since 2015-12-03

Branch Locations

1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Company, Inc. St. Louis MO 12/2013 Present
  • 12/2013 → Present
    Stifel Nicolaus & Company, Inc.
    St. Louis, MO
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-01-29
S66 Uniform Combined State Law Examination 2005-01-18
  • S63 Uniform Securities Agent State Law Examination
    2014-01-29
  • S66 Uniform Combined State Law Examination
    2005-01-18
Other Names
  • Michael Patrick Okeeffe

View on SEC IAPD

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