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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-02-16
CA RA APPROVED 2005-09-26
  • TX RA
    APPROVED_RES
    Since 2017-02-16
  • CA RA
    APPROVED
    Since 2005-09-26

Branch Locations

12531 High Bluff Dr Ste 400, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Diego CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc San Diego CA 11/2016 Present
Previous Registrations
  • 1998-11-02 → 2005-09-27
    Morgan Stanley Dw Inc.
    San Diego, CA
Other Businesses

PETER MOEHRKE D/B/A MNM THOROUGHBRED; NOT INVESTMENT RELATED; CARLSBAD, CA; BREED AND RACE HORSES; SOLE OWNER; START DATE = 10/2007; 4 HOURS DEVOTED PER MONTH; NONE DURING TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-05-12
  • S63 Uniform Securities Agent State Law Examination
    1994-05-12
Other Names
  • Peter Moehrke

View on SEC IAPD

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