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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-08-06
SC RA APPROVED 1992-12-07
  • TX RA
    APPROVED_RES
    Since 2015-08-06
  • SC RA
    APPROVED
    Since 1992-12-07

Branch Locations

2024 Corporate Centre Dr, Myrtle Beach, SC 29577 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Myrtle Beach SC 02/1990 Present
Bank Of America, Na Myrtle Beach SC 09/2009 Present
Other Businesses

I*78583FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: TRUSTINVESTMENT RELATED: NADDRESS OF BUSINESS:SURFSIDE BEACH, SOUTH CAROLINA 29575NATURE OF BUSINESS: TRUST,POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 6/12/1998NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 4DUTIES: THIS IS A IRREVOCABLE TRUST FOR THE BENEFIT FOR MY MOTHER. I AM ACTING AS TRUSTEE. I*122273For profit or not for profit: For-Profit OrganizationName of outside business organization: Clemson Boys LLCInvestment related: NAddress of business:Myrtle Beach, South Carolina 29576Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 3/22/2019Number of hours devoted: 20 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: This is a limited partnership to hold a rental property that I have purchased in Myrtle Beach,SC I*78584For profit or not for profit: For-Profit OrganizationName of outside business organization: Independent Coin CompanyInvestment related: NAddress of business:Garden City, South Carolina 29576Nature of business: Family Business,Position, title, association: Officer, Start date of relationship: 2/8/1999Number of hours devoted: 1 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: I sign payroll checks if my Mother, who is president is away. I*10481For profit or not for profit: Name of outside business organization: Johnson and G FarmInvestment related: Address of business:Murrells Inlet, South Carolina 29576Nature of business: ,Position, title, association: , Start date of relationship: 1/1/2021Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0Duties: I*1122254For profit or not for profit: Entity For ProfitName of outside business organization: Three Bells EnterprisesInvestment related: NAddress of business: Surfside Beach, South Carolina, 29575Nature of business: ["S Corporation"]Position, title, association: ["Officer"], Start date of relationship: 12/1/2022Number of hours devoted: 2 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , This is a Family Partnership of which I am a Limited Partner that owns real estate and cash. This is fully controlled by my mother who is the General Partner but i can sign checks and pay bills if she is unable to do so. I*4525299Entity Type: Fiduciary Role Name of OBA: W H JAddress: Murrells Inlet, South Carolina, 29576Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 03/12/2026Number of Hours: 2, YearlyNumber of Hours during trading: 0, YearlyDuties: Child/Grandchild I*4515270, Entity Type: , Name of OBA: W H J, Address: Murrells Inlet, South Carolina, 29576, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 03/12/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-01-20
S63 Uniform Securities Agent State Law Examination 1989-01-09
  • S65 Uniform Investment Adviser Law Examination
    1995-01-20
  • S63 Uniform Securities Agent State Law Examination
    1989-01-09
Other Names
  • Harry James Jr Johnson
  • Harry James Johnson
  • H. James Johnson
  • H J Johnson

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