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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-01-24
  • UT RA
    APPROVED
    Since 2025-01-24

Branch Locations

3165 East Millrock Drive Suite 300, Salt Lake City, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corporation Salt Lake City UT 07/1988 01/2025
Osaic Wealth, Inc. Salt Lake City UT 01/2025 Present
  • 07/1988 → 01/2025
    Lincoln Financial Advisors Corporation
    Salt Lake City, UT
  • 01/2025 → Present
    Salt Lake City, UT
Previous Registrations
  • 1995-04-04 → 2025-01-24
    Osaic Fa, Inc.
    Salt Lake City, UT
    Ogden, UT
    Ogden, UT
Other Businesses

1) BRENT G. KOGA, 3165 E MILLROCK DRIVE, SUITE 300, SALT LAKE CITY, UT 84121. CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERING ACCIDENT AND HEALTH INSURANCE, DISABILITY INSURANCE, FIXED ANNUITIES, INDEXED ANNUITIES, FIXED LIFE INSURANCE. START DATE: 03/01/10 HOURS PER MONTH: 20 HOURS PER MONTH DURING TRADING HOURS: 20 2) OSAIC WEALTH POSITION: Agent NATURE: Indexed life insurance and annuity business through Lincoln Associates (Crump) INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 03/01/2010 ADDRESS: 3165 E. Millrock Dr., Suite 300, Salt Lake City UT 84121, United States DESCRIPTION: Implement indexed annuities and life insurance when it benefits clients 3) SALT LAKE BUDDHIST TEMPLE POSITION: Board Member NATURE: Board member religious organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2010 ADDRESS: 211 W 100 S, Salt Lake City UT 84101, United States DESCRIPTION: Board member for religious organization. 4) OSAIC WEALTH POSITION: Agent NATURE: occasional insurance brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/01/1988 ADDRESS: 3165 E. Millrock Dr., Suite 300, Salt Lake City UT 84121, United States DESCRIPTION: occasional life, health, Long Term Care, annuity or disability insurance

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-03-30
  • S63 Uniform Securities Agent State Law Examination
    1989-03-30

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