Richard James Zuehlke

Current Employers

Employment History

• 02/2015 → Present
  Raymond James Financial Services, Inc.
  Green Bay, WI
• 02/2015 → Present
  Raymond James Financial Services Advisors Inc.
  Green Bay, WI
• 02/2015 → Present
  Zk Financial Group Llc
  Green Bay, WA
• 01/2015 → Present
  Greenback Towers, Llc
  Green Bay, WI
• 11/2016 → Present
  N/A
  Green Bay, WI
• 01/2015 → Present
  Zuehlke Karcz Financial Group
  Green Bay, WI

Previous Registrations

• 2004-03-19 → 2015-02-26
  Stifel, Nicolaus & Company, Incorporated
  Green Bay, WI
  Green Bay, WI

Other Businesses

(1)Name of Business: Greenback Towers, LLC Address: 1277 W Mason St, Green Bay, WI, 54303, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 01/01/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing partner in Real Estate Office Building Property (2)Name of Business: N/A Address: 3350 Rose Haven Trl, Green Bay, WI, 54313, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: co-owner of second home that will be rented out part of the year (3)Name of Business: N/A Address: 1277 W Mason St, Green Bay, WI, 54303, United States Activity Type: Non-variable Insurance Position/Title: Other Investment Related: Yes Start Date: 11/09/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Servicing agent for 8 Prudential proprietary life insurance contracts for a family unit that are clients of mine. I did not sell them these policies nor do I receive compensation on them. (4)Name of Business: ZK Financial Group LLC Address: 1277 W Mason St, Green Bay, WI, 54303, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/13/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Partner (5)Name of Business: Zuehlke Karcz Financial Group Address: 1277 W Mason St, Green Bay, WI, 54303-2047, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/01/2015 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Manage and operate Financial Services Company dba Zuehlke Karcz Financial Group

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-18
• S63 Uniform Securities Agent State Law Examination
  1989-02-03

Other Names

• Richard James Zuenlke