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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Duluth | MN | 10/1989 | Present |
| Bank Of America,N.A. | Duluth | MN | 06/2011 | Present |
I*56202 For profit or not for profit: For-Profit Organization Name of outside business organization: XX Revocable Trust U/A 12/10/1999 Investment related: N Address of business: Hastings, Minnesota 55033 Nature of business: Trust, Position, title, association: Trustee, Start date of relationship: 12/10/1999 Number of hours devoted: 12 hour(s) Annually Number of hours devoted during trading hours: 12 Duties: Family estate planning I*120847 For profit or not for profit: Non-Profit Organization Name of outside business organization: Lester Park Condominium Homeowner's Association Investment related: N Address of business: Duluth, Minnesota 55804 Nature of business: Corporation, Position, title, association: Advisory Board Member, Start date of relationship: 2/14/2019 Number of hours devoted: 2 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Lester Park Homeowners Association is the organization which consists of the owners of a 30 unit residential property. The association elects, annually, a Board of Directors consisting of a minimum of 5 members. Oneida Realty is contracted manager. I*1520264 For profit or not for profit: Entity For Profit Name of outside business organization: Gilliat Properties, LLC Investment related: N Address of business: Duluth, Minnesota, 55804, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Director"], Start date of relationship: 10/6/2023 Number of hours devoted: 2 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Tim Sieh is the sole owner and Chief Manager of Gilliat Properties, LLC. The purpose of the business is to own and operate rental property. There is one residential property owned. The property is a residential, single family home, occupied by his daught I*, Entity Type Fiduciary Role , Name of OBA: T S ADMIN P M ADMIN EST OF P S S Address: Duluth, Minnesota, 55811 Investment Related: Yes Position, Title, Association: Administrator Employee Start Date: 06/28/2024 No Hours: 2 weekly D No Hours during trading: 2 weekly Duties: Administrator I*2669297, Entity Type: Entity For Profit, Name of OBA: Red Shed Properties, LLC, Address: Duluth, Minnesota, 55804, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 01/02/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: All aspects necessary, incidental, proper, or advisable pertaining to said purpose Engage generally in the business of owning and managing investment property
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 1989-02-08 |
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