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300 Jefferson Blvd. Suite 205, Warwick, RI 02888 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-01-17 |
| FL | RA | APPROVED | 2012-06-20 |
| MA | RA | APPROVED | 2007-09-12 |
| RI | RA | APPROVED | 2001-06-20 |
Branch Locations
1220 Pontiac Ave Ste 301, Cranston, RI 02920 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Capital Group Securities, Inc | Cranston | RI | 02/2000 | Present |
| The Capital Group | Cranston | RI | 08/2000 | Present |
| Fortune Financial Services | Monaca | PA | 10/2020 | Present |
OFFICER, THE CAPITAL GROUP INVESTMENT ADVISORS,INC.,1220 PONTIAC AVE SUITE 301 CRANSTON, RI 02920 VICE PRESIDENT, START DATE 10/16/2000, 20 HOURS PER WEEK DEVOTED TO BUSINESS OF RUNNING AN INVESTMENT ADVISOR OFFICER, THE CAPITAL GROUP FINANCIAL ADVISORS,INC.,1220 PONTIAC AVE SUITE 301 CRANSTON, RI 02920 PRESIDENT, START DATE 1/15/1983, 5 HOURS PER MONTH DEVOTED TO BUSINESS OF INSURANCE SALES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 1989-03-06 |
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