James Francis Sampson

Employer firm

Global Retirement Partners LLC CRD 172011

$170B regulatory AUM 798 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → Present
  Lpl Financial Llc
  Warwick, RI
• 11/2010 → 09/2016
  Independent Financial Partners
  Warwick, RI
• 05/2016 → Present
  Global Retirement Partners, Llc
  San Rafael, CA

Previous Registrations

• 2012-06-20 → 2018-11-07
  Lpl Financial Llc
  Mansfield, MA
  Bryan, OH
• 2010-11-02 → 2016-09-15
  Independent Financial Partners
  Warwick, RI
• 2009-09-28 → 2010-12-01
  Nrp Advisors, Inc.
  Marshfield, MA
  Bryan, OH

Other Businesses

(1) 06/15/2016: Hilb Group Retirement Services, LLC - Registered Investment Advisor DBA - (HYBRID) Hilb Group Retirement Service - INV REL - START 06/14/2016 - 931 Jefferson Blvd., Suite 3001, Warwick, RI 02886 - IAR - 160 HR/MO, 160 DURING SECS TRDG HRS (2) 08/30/2016: Global Retirement Partners, LLC - Registered Investment Advisor Hybrid - (HYBRID) Global Retirement Partners, LLC - INV. REL. - START 06/14/2016 - 931 Jefferson Blvd., Suite 3001, Warwick, RI 02886 - 160 HR/MO, 160 DURING SECS TRDG HRS - I provide investment advisory services through Global Retirement Partners, LLC, an independent investment advisor firm. I started this business activity in June 2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (3) 09/21/2016: Hilb Group Retirement Services - DBA for LPL Business (entity for LPL business) - Investment Related - 931 Jefferson Blvd, Suite 3001, Warwick, RI 02886 - Start 09/16/2016 - 32 Hr/Mo; 32 Hour(s) During Securities Trading - Retirement plan sales and service. This is a DBA for RIA business

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-09-23
• S63 Uniform Securities Agent State Law Examination
  1998-08-25