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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2006-02-06
  • NC RA
    APPROVED
    Since 2006-02-06

Branch Locations

1201 Edwards Mill Rd Ste 200, Raleigh, NC 27607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Delynn Alexander Chapel Hill NC 02/2006 Present
Northwestern Mutual Investment Services, Llc Chapel Hill NC 01/2006 Present
Previous Registrations
Other Businesses

1. FINANCE COMMITTEE MEMBER, PITTSBORO BAPTIST CHURCH, PO BOX 696, PITTSBORO, , NORTH CAROLINA, 27312, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 06/11/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON-INVESTMENT RELATED. 2. BC PENTA PARTNERS LLC, 703 B WEST MAIN STREET, SUNSET BEACH, , NORTH CAROLINA, 28468, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 02/02/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-29
S63 Uniform Securities Agent State Law Examination 2001-02-22
  • S65 Uniform Investment Adviser Law Examination
    2001-08-29
  • S63 Uniform Securities Agent State Law Examination
    2001-02-22
Other Names
  • Susan Darden Willey

View on SEC IAPD

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