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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-28 |
Branch Locations
2266 S Dobson Road, Mesa, AZ 85202 • United States
702 E Doubletree Ranch Rd 300, Scottsdale, AZ 85258 • United States
2888 Loker Avenue East Ste 204, Carlsbad, CA 92010 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | San Diego | CA | 01/2015 | 09/2023 |
| Lpl Financial Llc | Carlsbad | CA | 09/2023 | Present |
1)08/14/2023 - AZCA FINANCIAL GROUP LLC - DBA for LPL Business (entity for LPL business) - Inv Rel -At Reported Business Location(s) - Start: 03/2007
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1990-06-21 |
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