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Current Employers
Core Capital Management And Research Inc.

3401 Allen Parkway, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-04-04
TX RA APPROVED 2008-02-07
  • CA RA
    APPROVED
    Since 2016-04-04
  • TX RA
    APPROVED
    Since 2008-02-07

Branch Locations

3401 Allen Parkway, Houston, TX 77019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Core Capital Management And Research Inc. Houston TX 01/2008 Present
Previous Registrations
  • 2007-05-01 → 2008-06-17
    Golden Beneficial Securities Corporation
    Houston, TX
  • 2004-05-12 → 2007-04-25
    Houston, TX
  • 1997-06-20 → 2004-12-31
    Ims Securities, Inc.
    Houston, TX
    Houston, TX
    Houston, TX
Other Businesses

OWNER - CORE INCOME MANAGEMENT, INVESTMENT RELATED BUSINESS PELZ FAMILY LP - ASSET HOLDING AND LEASING COMPANY - INVESTMENT RELATED, 5205 SAGECIRCLE S, HOUSTON, TX 77056, GENERAL PARTNER SINCE 2001, 10 HOURS A MONTH - ALL DURING TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-27
S63 Uniform Securities Agent State Law Examination 1993-06-02
  • S65 Uniform Investment Adviser Law Examination
    1997-02-27
  • S63 Uniform Securities Agent State Law Examination
    1993-06-02
Other Names
  • Lou Pelz

View on SEC IAPD

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