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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-26
DE RA APPROVED 2017-11-29
MD RA APPROVED 2017-11-29
NJ RA APPROVED 2017-11-29
OH RA APPROVED 2017-11-29
PA RA APPROVED 2017-11-29
  • TX RA
    APPROVED_RES
    Since 2018-10-26
  • DE RA
    APPROVED
    Since 2017-11-29
  • MD RA
    APPROVED
    Since 2017-11-29
  • NJ RA
    APPROVED
    Since 2017-11-29
  • OH RA
    APPROVED
    Since 2017-11-29
  • PA RA
    APPROVED
    Since 2017-11-29

Branch Locations

2727 W Chester Pike, Broomall, PA 19008 • United States

Brinker Financial

2727 West Chester Pike, Broomall, PA 19008 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2006-04-20
FL RA APPROVED 1995-03-14
PA RA APPROVED 1993-12-13
  • NJ RA
    APPROVED
    Since 2006-04-20
  • FL RA
    APPROVED
    Since 1995-03-14
  • PA RA
    APPROVED
    Since 1993-12-13

Branch Locations

1 North Ormond Avenue, Havertown, PA 19083 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fringe Benefits, Inc. Havertown PA 09/1982 Present
Financial Foresight, Ltd. Havertown PA 09/1982 Present
National Planning Corporation Havertown PA 01/2015 11/2017
Brinker Financial Havertown PA 01/2015 Present
Lpl Financial Llc Broomall PA 11/2017 Present
  • 09/1982 → Present
    Fringe Benefits, Inc.
    Havertown, PA
  • 09/1982 → Present
    Financial Foresight, Ltd.
    Havertown, PA
  • 01/2015 → 11/2017
    National Planning Corporation
    Havertown, PA
  • 01/2015 → Present
    Havertown, PA
  • 11/2017 → Present
    Broomall, PA
Previous Registrations
  • 2015-01-30 → 2017-12-01
    National Planning Corporation
    Havertown, PA
    El Segundo, CA
    Los Angeles, CA
  • 2009-09-04 → 2015-02-06
    Havertown, PA
  • 2004-01-22 → 2009-09-04
    Transamerica Financial Advisors, Inc.
    Havertown, PA
    Sebring, FL
    Miami Lakes, FL
Other Businesses

1. 11/29/2017 - Brinker Financial- Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/29/2017 - Brinker Insurance Agency - Investment Related - Newtown Square, PA - Insurance Agency - Start Date 1/1/2012 - 1 Hours Per Month - Time Spent 5% - Insurance sales. 3. 11/16/2021 - Financial Foresight Ltd - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 09/21/2018 - 10 Hours Per Month 10Hrs During Securities Trading - I provide financial planning and consulting services through Financial Foresight Ltd, Inc., an independent investment advisor firm. I started this business activity in 11/15/2021. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 4. 11/28/2022 - Brinker Tax Services - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Owner - Start Date - 12/01/2022 - 5 Hours Per Month/0 Hours During Securities Trading 5. 04/25/2024 - Fringe Benefits Inc - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 02/12/2024 - 1 Hour Per Month/ 0 Hours During Trading 6) 06/10/2025 - Brinker Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date:06/02/2025 - 5 Hrs/Mth - 0 Hrs During Trading.I provide financial planning and consulting services through Financial Foresight LTD (DBA Brinker Financial) an independent investment advisor firm. I started this business in 11/15/2021. I expect to spend approximately 5 hours on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. 7) 10/06/2025 - WEC101 - Investment Related - Real Estate Rental - Bonita Springs, FL - Start Date:11/01/2025 - 1 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-06-01
S63 Uniform Securities Agent State Law Examination 1989-03-08
  • S65 Uniform Investment Adviser Law Examination
    1992-06-01
  • S63 Uniform Securities Agent State Law Examination
    1989-03-08

View on SEC IAPD

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