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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-03-19
MD RA APPROVED 2025-03-19
NJ RA APPROVED 2025-03-19
PA RA APPROVED 2024-07-02
  • DE RA
    APPROVED
    Since 2025-03-19
  • MD RA
    APPROVED
    Since 2025-03-19
  • NJ RA
    APPROVED
    Since 2025-03-19
  • PA RA
    APPROVED
    Since 2024-07-02

Branch Locations

1990 Sproul Rd Fl 2B, Broomall, PA 19008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fs Investments Philadelphia PA 04/2019 01/2024
State Farm Insurance Philadelphia PA 06/2024 11/2024
State Farm Vp Management Corp. Philadelphia PA 06/2024 11/2024
Fs Investments Philadelphia PA 01/2024 06/2024
State Farm Investment Management Corp Philadelphia PA 06/2024 11/2024
Jpmorgan Chase Newark DE 01/2015 04/2019
Luke Stauffer Insurance Agency Broomall PA 12/2024 Present
State Farm Investment Management Corp Broomall PA 12/2024 Present
State Farm Vp Management Corp. Broomall PA 12/2024 Present
  • 04/2019 → 01/2024
    Fs Investments
    Philadelphia, PA
  • 06/2024 → 11/2024
    State Farm Insurance
    Philadelphia, PA
  • 06/2024 → 11/2024
    State Farm Vp Management Corp.
    Philadelphia, PA
  • 01/2024 → 06/2024
    Fs Investments
    Philadelphia, PA
  • 06/2024 → 11/2024
    Philadelphia, PA
  • 01/2015 → 04/2019
    Jpmorgan Chase
    Newark, DE
  • 12/2024 → Present
    Luke Stauffer Insurance Agency
    Broomall, PA
  • 12/2024 → Present
    Broomall, PA
  • 12/2024 → Present
    State Farm Vp Management Corp.
    Broomall, PA
Other Businesses

1) Luke Stauffer's Insurance Agency; Investment-related; 1990 Sproul Rd., Fl 2B, Broomall, PA 19008; Other; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 12/01/2024; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-03-09
S65 Uniform Investment Adviser Law Examination 2024-02-29
  • S63 Uniform Securities Agent State Law Examination
    2024-03-09
  • S65 Uniform Investment Adviser Law Examination
    2024-02-29

View on SEC IAPD

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