Best Investors Account Sign in
Current Employers
Capital Research & Consulting Llc

15 S. Raymond Avenue Suite 200, Pasadena, CA 91105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-11-25
  • CA RA
    APPROVED
    Since 2019-11-25

Branch Locations

15 S. Raymond Avenue Suite 200, Pasadena, CA 91105 • United States

Arroyo Investment Group, Llc

15 S. Raymond Avenue Suite 200, Pasadena, CA 91105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2000-06-26
  • CA RA
    APPROVED
    Since 2000-06-26

Branch Locations

15 S. Raymond Ave Suite 200, Pasadena, CA 91105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arroyo Investment Group Pasadena CA 08/1995 Present
Rba Client Services Pasadena CA 05/1997 Present
Capital Research & Consulting Llc Pasadena CA 10/1997 Present
Capital Research Brokerage Services, Llc Pasadena CA 03/2000 Present
  • 08/1995 → Present
    Arroyo Investment Group
    Pasadena, CA
  • 05/1997 → Present
    Rba Client Services
    Pasadena, CA
  • 10/1997 → Present
    Pasadena, CA
  • 03/2000 → Present
    Capital Research Brokerage Services, Llc
    Pasadena, CA
Other Businesses

CAPITAL RESEARCH & CONSULTING LLC, 15 S. RAYMOND AVE, #200,PASADENA, CA 91105 PRINCIPAL. IS A REGISTERED INVESTMENT ADVISOR. STARTED 10/97. APPROX HOURS PER MONTH 30, 15 DURING TRADING HOURS. ARROYO INVESTMENT GROUP LLC AT 15 S. RAYMOND AVE, #200, PASADENA, CA 91105. PRINCIPAL.IS A REGISTERED INVESTMENT ADVISOR.STARTED 8/95. APPROX HOURS PER MONTH 120, 60 DURING TRADING HOURS. RBA CLIENT SERVICE, LLC AT 15 S. RAYMOND AVE, #200, PASADENA, CA 91105. IS A MARKETING FIRM. STARTED 5/97.PRINCIPAL. APPROX HOURS PER MONTH 20, 10 DURING TRADING HOURS. CAPITAL RESEARCH BROKERAGE SERVICES AT 15 S. RAYMOND AVE, #200, PASADENA, CA 91105 A BROKER DEALER FIIRM STARTED 3/2000 APPROX HOURS PER MONTH 40, 20 DURING TRADING HOURS SOR-DEL PROPERTIES - JOHN IS THE MANAGING PARTNER. LOCATED AT 1890 VICTORIA AVENUE, OXNARD, CA COMMONLY KNOWN AS DIAMOND L RANCH. SOR-DELL OWNS 54.6753% OF THE 77.31 ACRE PROPERTY LOCATED AT THE ABOVE ADDRESS. IT IS NOT INVESTMENT RELATED. JOHN SPENDS 2 HOURS PER MONTH IN THE ROLE. SPYGLASS APARTMENTS - JOHN IS A 25% OWNER IN SPYGLASS WHICH IS TWO APARTMENT BUILDINGS LOCATED IN SALT LAKE CITY, UT AT 323 NORTH CENTER STREET AND 715 EAST 3RD AVENUE, SALT LAKE CITY. THIS IS NOT INVESTMENT RELATED. JOHN SPENDS 2 HOURS PER MONTH IN THIS ROLE AS PART OWNER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-10-01
S63 Uniform Securities Agent State Law Examination 1991-10-16
  • S65 Uniform Investment Adviser Law Examination
    1992-10-01
  • S63 Uniform Securities Agent State Law Examination
    1991-10-16
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Pasadena, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor