Best Investors Account Sign in

John F Mcdermott

Wells Fargo Clearing Services, LLC

Fort Lauderdale, FL

Boca Raton, FL

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-11-04
NY RA APPROVED 2021-07-23
TX RA APPROVED_RES 2018-12-06
CT RA APPROVED 2011-02-11
  • FL RA
    APPROVED
    Since 2021-11-04
  • NY RA
    APPROVED
    Since 2021-07-23
  • TX RA
    APPROVED_RES
    Since 2018-12-06
  • CT RA
    APPROVED
    Since 2011-02-11

Branch Locations

350 E Las Olas Blvd 19Th Fl, Fort Lauderdale, FL 33301 • United States

1675 N Military Trail Ste 500, Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc New York NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 Present
Other Businesses

CO-TRUSTEE FOR MOTHER'S TRUST, INV RELATED, PALM CITY, FL, START: 2/14/2022, 2 HOURS A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-10
S65 Uniform Investment Adviser Law Examination 1996-04-24
S63 Uniform Securities Agent State Law Examination 1989-02-17
  • S66 Uniform Combined State Law Examination
    2011-02-10
  • S65 Uniform Investment Adviser Law Examination
    1996-04-24
  • S63 Uniform Securities Agent State Law Examination
    1989-02-17
Other Names
  • John Frederick Mcdermott

View on SEC IAPD

Other Firms

SOUTHOCEAN CAPITAL PARTNERS, LLC
A1A INVESTMENT PARTNERS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
UBS FINANCIAL SERVICES INC.
SPIRE WEALTH MANAGEMENT, LLC
MML INVESTORS SERVICES, LLC
LPL FINANCIAL LLC
GQG PARTNERS

Other Investors

ALAN HOWARD BLUESTEIN
Melinda A Gambino
MATTHEW WILLIAM DAMIANO
PAMELA JOY MORELAND
PENELOPE BLAIR
Denise Santoni
SEAN ANTHONY FLETCHER
MATTHEW ALAN SAVARICK

Other Offices

SOUTHOCEAN CAPITAL PARTNERS, LLC · FT. LAUDERDALE, FL
A1A INVESTMENT PARTNERS, LLC · FORT LAUDERDALE, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FORT LAUDERDALE, FL
UBS FINANCIAL SERVICES INC. · FT. LAUDERDALE, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FORT LAUDERDALE, FL
UBS FINANCIAL SERVICES INC. · Fort Lauderdale, FL
SPIRE WEALTH MANAGEMENT, LLC · Fort Lauderdale, FL
UBS FINANCIAL SERVICES INC. · Fort Lauderdale, FL

More in Fort Lauderdale, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor